并购尽职调查清单1.企业基本情况、发展历史及结构(thebasicinformation,evolvementandorgan izationalstructureofthecompany)(1)法定注册登记情况(registration)(2)股权 结构(ownershipstructure)(3)下属公司(subsidiariesandbranches)(4)重大的收购 及出售资产事件(keyeventsofpurchasingandsellingassets)(5)经营范围(busin essscope)2.企业人力资源(humanresources)(1)管理架构(部门及人员)[managementstr ucture(departmentsandstaffing)](2)董事及高级管理人员的简历(resumeofdirect orsoftheboardandmembersoftheuppermanagementteam)3.市场营销及 客户资源(marketing,salesandcustomerresources)(1)产品及服务(productsan dservices)(2)重要商业合同(importantbusinesscontracts)(3)市场结构(market structure)(4)客户构成(customerbasecomposition)4.企业资源及生产流程管理(enterpr iseresourcesandproductionmanagement)(1)加工厂(factoryandplant) (2)生产设备及使用效率(equipmentsandproductioncapacity)(3)研究及开发(research anddevelopment)(4)采购渠道(purchasingchannels)(5)供应商(suppliers)5.公 司主营业务的行业分析(industryanalysis)(1)行业现状及发展前景(currentsituationanda nticipationofindustrydevelopmenttrend)(2)公司在该行业中的地位及影响(the subjectcompanyspositionandinfluenceintheindustry)6.公司财务情 况(financialstatus)(1)最近三年的资产负债表分析(threeyearsbalancesheetif available)(2)外币资产及负债(capitalanddebtsinforeigncurrency)(3)历 年财务报表的审计师及审计意见(auditorsopiniononthefinancialreportsofthep astyears)(4)最近三年的财务预算及执行情况(financialbudgetsandperformingstat usofthelastthreeyearsifavailable)(5)固定资产(fixedassets)(6 )无形资产(专利、商标、其他知识产权)(intangibleassets,e.g.patent,logoandothe rintellectualpropertyrights)7.利润预测(profitabilityforecast)(1)未 来两年的利润预测(profitforecastofthenexttwoyears)8.公司债权和债务(creditor srightsandliability)1)债权(creditorsrights)(1)债权基本情况明细(details ofrights)(2)债权有无担保及担保情况(collateral/guaranteestatusontherigh ts)(3)债权期限(durationofthecreditorsrights)(4)债权是否提起诉讼(legalac tionspursued)2)债务(debtsandliabilities)(1)债务基本情况明细(detailsoft heliability)(2)债务有无担保及担保情况(collateral/guaranteestatusontheli abilities)(3)债务抵押、质押情况(mortgageandpledge)(4)债务期限(durationofth eliabilities)(5)债务是否提起诉讼(legalactionspursued)9.公司的不动产、重要动产及无形资 产(properties,valuableassetsandintangibleassets)(1)土地权属(l andproperty)(2)房产权属(houseproperty)(3)车辆清单(automobiles)(4)专利权及专有 技术(patentsandself-developedtechnologies)(5)以上资产抵押担保情况(mortgage andcollateralstatusontheabovelistedassets)10.公司涉诉事件(lawsu its)(1)作为原告诉讼事件(lawsuitputoutbythesubjectcompany,asplaint iff)(2)作为被告诉讼事件(lawsuitagainstthesubjectcompany,asdefendant )11.股东出资情况(1)各股东出资情况(2)各股东与股份公司的关系及关联交易12.其他有关附注(otheris suesandcomments)(1)公司股东、董事及主要管理者是否有违规情况(violationsbyanyofth eshareholders,directorsandexecutivesiftheresany)(2)公司有无重大 违法经营情况(significantbusinessoperationalviolationsbythecompany )(3)上级部门对公司重大影响事宜(impactandinfluencefromgovernmentadmini strativedepartmentsonthesubjectcompany)13.企业经营面临的主要问题(busine ssobstaclesandoperationaldifficulties)(1)困难或积极因素(obstacles&difficultiesandthenegativeimpactsorpositiveiftheresany)(2)应对措施(solutions) |
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