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ARTICLE IN PRESS

JID: JINJ [m5G; July 3, 2020;1:53 ]

Injury xxx (xxxx) xxx

Contents lists available at ScienceDirect

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https://doi.or

0

ative treatment of 2-part surgical nec

oximal humerus in the elderly: Cement

OS

TM

vs. proximal humerus nail multiloc?

obias Helfen

?

, Georg Siebenbürger, Evi Fleischhacker,

Ockert

of General, Trauma and Reconstructive Surgery, University Hospital, LMU Munich

r t i c l e i n f o

history:

ccepted 14 June 2020

vailable online xxx

ywords:

oximal humeral facture

11-A3

king plate

ew tip augmentation

intramedullary nail

T

ly

a b s t r a c t

Introduction: The purpose of this

plating with intramedullary nailing

humeral fractures in elderly patient

Patients and Methods: Patients

the proximal humerus were sur

tion Group LP or multiplanar intr

Disabilities of the Shoulder, Arm

ters were the age- and gender

Score (ASES), the Oxford Shoulder

months, 12 and 24 months. Further

plications and revision surgeries.

followed over 24 months (follo

Results: The mean DASH-Scores

in Group IN ( p = 0.04). The mean

in Group LP compared to 72 ±

75.1 ± 9 points in Group LP ve

43.7 ± 8.1 in Group LP compar

74.7 ± 12.5 in Group LP versus

n = 2 (6,7%) cases of Group LP

n = 2 (6.7%) cases of Group L P

Conclusion: Functional outcomes

augmentation compared to intr

sion rates for two-part surgical

anatomic fracture reduction and

oduction

Proximal humeral fractures are the second most common frac-

e of the upper limb and the third most common fracture in the

ly [1,2] . In turn, 65% of patients with a proximal humeral frac-

e are > 60 years of age [3] . In the light of demographic change,

incidence of proximal humeral fracture is expected to rise, as

?

Corresponding author.

E-mail address: tobias.helfen@med.uni-muenchen.de (T. Helfen).

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g/10.1016/j.injury.2020.06.026

020-1383/? 2020 Elsevier Ltd. All rights reserved.

Please cite this article as: T. Helfen, G. Siebenbürger and E. Fleischhacker

of the proximal humerus in the elderly: Cement augmented locking plat

//doi.org/10.1016/j.injury.2020.06.026

y

.com/locate/injury

type fractures of the

ugmented locking plate

Johannes Gleich, Wolfgang B?cker,

, Germany

prospective randomized controlled clinical trial was to compare locked

in the treatment of displaced 2-part surgical neck type proximal

s.

≥60 years of age with a displaced 2-part surgical neck type fracture of

gically treated and randomized for either augmented locking plate fixa-

amedullary nailing Group IN . The primary outcome parameter was the

and Hand (DASH) Score after 24 months. Secondary outcome parame-

adjusted Constant Murley Score (CS), the American Shoulder and Elbow

Score (OSS) and the Short Form 36 (SF-36) after 6 weeks, 3 months, 6

parameters included the quality of fracture reduction as well as com-

60 patients with a mean age of 75 ±9.8 were included and longitudinally

w-up rate: 83.3%).

at 24 months was 32.6 ± 9.7 points in Group LP versus 37.8 ± 8.3 points

Constant Murley Score at 24 months follow-up was 76.2 ± 7.7 points

9.1 points in Group IN ( p = 0.08). The ASES at 24 months follow-up was

rsus to 73.5 ± 8.9 in Group IN ( p = 0.51). The OSS at 24 months was

ed to 38.2 ± 10 in Group IN ( p = 0.03). The SF-36 at 24 months was

to 70.9 ± 12.8 in Group IN ( p = 0.29). Screw cutting out was observed in

, and in none of Group IN ( p = 0.49). Revision surgery was necessary in

and in two cases of Group IN (6.7%, p = 1).

are similar at 2-years follow-up in locked plating with screw tip

amedullary nailing. Both implants reached low complication- and revi-

neck types fractures of the proximal humerus in patients ≥60 years, if

accurate implant position was obtained.

? 2020 Elsevier Ltd. All rights reserved.

et al. reported an incidence of 298 per 10 0,0 0 0 in the age

oup of at least 80 year old patients in 2007 [4] and Palvanen

al. predict an increase of fracture incidence of 50% until 2030

.

Approximately 60–80% of all humeral fractures are minimally

non-displaced and can be treated conservatively with a good

result [5] , however in gross displacement, indication for

gical treatment is suggested [6,7] . Regardless of the impact of

oximal humeral fractures for medical burden, there is little evi-

on the suggested surgical treatment [8] . In detail, the num-

r of randomized controlled trials on surgical treatment of prox-

et al., Operative treatment of 2-part surgical neck type fractures

e PHILOS

TM

vs. proximal humerus nail multiloc?, Injury, https:

2 T. Helfen, G. Siebenbürger and E. Fleischhacker et al. / Injury xxx (xxxx) xxx

ARTICLE IN PRESS

JID: JINJ [m5G; July 3, 2020;1:53 ]

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Table 1

Inclusion- and exclusion criteria.

Inclusion criteria

?

Age: ≥60 years, or female postmenopausal

?

2-part fracture according to AO-classification (Arbeitsgemeinschaft

Osteosynthesefragen): AO 11-A3

?

Signed informed consent

?

Patient can read and understand German

imal humeral fractures is sparse. The most frequently performed

surgical technique; however, is fracture fixation by use of locking

plates. [9,10] The main risk for poor outcome in fracture fixation

is secondary fracture displacement and cutting out of the implant

[11] . Specifically, there is a high risk for secondary displacement in

2-part surgical neck-type fractures with primary displacement and

metaphyseal comminution in elderly patients with poor bone qual-

ity [12] . The primary reason for this complication seems to be in-

stability of transmetaphyseal fractures caused by loss of impaction

potential in a porous spongiosa and little bone stock for implant

anchorage [13] . Currently, various approaches are taken to avoid

secondary displacement by increasing the fixation’s strength, in-

cluding cement augmentation of screw tips and the development

of intramedullary nails enabling for multiplanar fixation [14-19] .

However, superior clinical results have not been proven and data

from prospective randomized comparison was not available.

The purpose of this clinical trial was to compare cement aug-

mented locking plate fixation versus a multiplanar humeral nail

fixation for the treatment of displaced 2-part surgical neck type

fractures in elderly patients with regards to shoulder function,

quality of life, patient satisfaction, implant stability, complication-

and revision rates.

Patients and methods

Population, screening and randomization

Sixty patients were recruited for randomization to either to

augmented plate fixation group (PHILOS

TM

with augmentation,

Group LP ) or to multiplanar intramedullary nail group (MultiLoc?,

Group IN ) at a level I trauma center. All subjects provided writ-

ten informed consent. The study was conducted at the Depart-

ment of Trauma Surgery, University of Munich (LMU), Germany, ac-

cording to the CONSORT guidelines ( Fig. 1 ). Patients were screened

within the regular emergency unit settings using the AO-Reference

for Fracture classification. Patients ≥60 years with a 2-part surgical

neck type fracture of the proximal humerus (AO type 11-A3) were

included. A correct fracture classification was ensured by CT-scans

for all participants. Inclusion and exclusion criteria are listed in

Table 1 . Within 48 h, participants were included and randomized

by sealed envelope (opaque, not resealable) drawing. Each partic-

ipant had a unique identification number and kept that number

throughout the study. Sequence generation was performed by on-

line Statistical Computing Web Program: www.randomization.com .

A total of n = 60 patients with a mean age of 75 ±9.8 years that

were treated in our institution between November 2015 to Decem-

In

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German

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Please cite this article as: T. Helfen, G. Siebenbürger and E. Fleischhacker

of the proximal humerus in the elderly: Cement augmented locking plat

//doi.org/10.1016/j.injury.2020.06.026

criteria

efusal to participate in the study

Independent

and/or institutionalized

not understand written and spoken guidance German

athologic fracture or a previous fracture of the same proximal humerus

or drug addiction, e.g., in the emergency department, breathalyzer

es blood alcohol concentration of more than 2%

injury to the same upper limb requiring surgery

jor nerve injury (e.g., complete radial- or axillary nerve palsy)

tator cuff tear arthropathy

fracture

auma or -fractured patient

acture dislocation or head-splitting fracture

on-displaced fracture

ed fracture of the major or minor tubercle

y medical condition that excludes surgical treatment

egnancy

r 2017 were included. Of 30 patients of Group LP, n = 21 (70%)

re female, and of the 30 patients of Group IN, n = 20 were fe-

(66.7%), ( p = 1). The mean age of patients was 76.3 ± 8.9

Group LP and 73.7 ± 10.4 in Group IN ( p = 0.24). The demo-

aphic characteristics were comparable among each group and did

t differ significant in sex and age.

erventions

All fractures were initially immobilized by a Gilchrist-sling. This

s the same procedure as for patients who did not attend this

Temporary immobilization was performed by the doctor on-

in the emergency room. Patients were admitted to the trauma

rd after that. On the same day or at the latest one day after the

s were informed about the study, screened, included and

andomized by one of the study investigators to the trial. The pa-

were allowed to make their decision within 24 h.

Operative treatment was exclusively performed by the study in-

stigators ( N = 4), senior trauma surgeons ( ≥50 shoulder surg-

per year), experienced with both devices in the treatment of

oximal humeral fractures. In group LP surgical fracture fixation

s achieved by use of the angle plate fixation system PHILOS

TM

screw tip augmentation (DePuy Synthes, Umkirch, Germany).

patients of Group IN the fracture was fixed by the multiplanar

oximal humeral nail MultiLoc? with the length of 160 mm and a

ter according to the humeral shaft (DePuy Synthes, Umkirch,

y). For the plate fixation ( Group LP ) screws were set in a

ndardized fashion: Deltopectoral approach. Seven screws placed

in row A, B, D and F as well as 3 screws bicorti-

in the shaft (one proximal non-locking and two distal locking

ews). The screws in row A and E were augmented with 0.5 ml

raumacem V + (DePuy Synthes, Umkirch, Germany). Alternatively,

ews in row B and D were augmented, if the patient’s anatomy

vored a more central screw tip augmentation. The MultiLoc? nail

s inserted in a standardized fashion through a minimal incision

vasive skin incision via the supraspinatus tendon, which was lon-

y incised and sutured thereafter. Three 4.5 mm MultiLoc?

ews at levels A, B and D were inserted. Two additional 3.5 mm

ew-in-screws were optionally used at levels A and B and aimed

teriorly. In the shaft one ascending calcar screw and two multi-

distal locking screws were implanted in all patients. Lengths

all screws were estimated likewise for both devices and in ac-

dance with the surgical technique recommended by the manu-

cturer.

et al., Operative treatment of 2-part surgical neck type fractures

e PHILOS

TM

vs. proximal humerus nail multiloc?, Injury, https:

T. Helfen, G. Siebenbürger and E. Fleischhacker et al. / Injury xxx (xxxx) xxx 3

ARTICLE IN PRESS

JID: JINJ [m5G; July 3, 2020;1:53 ]

P

acti

b

ev

the

mo

Outcome

Shoulder

secondar

jus

bo

Fo

24

the

gr

Fig. 1. Flow diagram of patient enrolment and

ost-surgical rehabilitation

The post-surgical rehabilitation protocol allowed passive and

ve-assisted motion exercises, supervised by a physical therapist,

eginning immediately on day one after surgery. Abduction and el-

ation were limited to 60 °, without forced external rotation for

first 6 weeks, followed by active exercises with full range of

tion and increasing strength exercises.

parameters and follow-up

The primary outcome parameter was the Disabilities of the

, Arm and Hand (DASH) Score after 24 months [20] . The

y outcome parameters were: the age- and gender ad-

ted Constant Murley Score (CS) [21] , American Shoulder and El-

w Score (ASES) [22] , Oxford Shoulder Score (OSS) [23] and Short

rm 36 (SF 36) [24] after 6 weeks, 3 months, 6 months, 12 and

months.

Radiographic evaluation of fracture fixation was obtained from

postoperative true anteroposterior (AP) and outlet-view radio-

aphs of the shoulder conducted within three days from surgery,

in

al

shaf

dial

fr

of

fr

ra

ies

mination

accor

duction,

Ev

months,

and

t

months,

of

Please cite this article as: T. Helfen, G. Siebenbürger and E. Fleischhacker

of the proximal humerus in the elderly: Cement augmented locking plat

//doi.org/10.1016/j.injury.2020.06.026

analysis n = number, FU = follow-up .

all patients. The blinded AP radiographs were retrospectively an-

yzed by two examiners for quality of fracture reduction (head-

t displacement, head-shaft alignment) and integrity of the me-

calcar hinge.

The criteria for the quality of fracture reduction were adopted

om previous studies [25,26] : A minor varus head-shaft alignment

< 120 ° to 110 ° was considered to be an acceptable result of

acture reduction, a head-shaft alignment of < 110 ° or > 150 ° was

ted as malreduction which is in agreement with previous stud-

[27-29] . Under these considerations of the quantitative deter-

of fracture reduction, patients were assigned in 3 groups

ding to Schnetzke et al. [30] : Overall anatomical fracture re-

acceptable fracture reduction and malreduced fracture.

aluation took place immediately after surgery, after 6 weeks, 3

6 months, 12 and 24 months.

Complications were recorded from the day they were observed,

revision surgery was likewise documented when it was ob-

ained. Follow-up examinations were conducted after 6 weeks, 3

6 months, 12 and 24 months, while there was no blinding

outcome assessment.

et al., Operative treatment of 2-part surgical neck type fractures

e PHILOS

TM

vs. proximal humerus nail multiloc?, Injury, https:

4 T. Helfen, G. Siebenbürger and E. Fleischhacker et al. / Injury xxx (xxxx) xxx

ARTICLE IN PRESS

JID: JINJ [m5G; July 3, 2020;1:53 ]















































































Ta

The

der

(ASES),

1

months,

LP

wa

(

Group LP compared to 70.9 ± 12.8 in Group IN ( p = 0.29). ( Fig. 2 A-

F, Table 3 ).

Radiographic evaluation

Anatomical fracture reduction was achieved in n = 15 (50%)

patients of Group LP compared to n = 13 (43.3%) of Group IN

( p = 0.79) ( Fig. 3 ). Acceptable fracture reduction was achieved in

n = 11 (36.7%) of Group LP compared to n = 12 (40%) of Group IN

( p = 1). Malreduced fractures were found in n = 4 (13.3%) patients

of Group LP compared to n = 5 (16.7%) of Group IN ( p = 1).

The mean CCD-angle immediately after surgery was 129.6 °±7.9 °

in Group LP compared to 131.4 °±11 ° in Group IN ( p = 0.51) and

127.5 °±7.3 ° in Group LP compared to 123.5 °±17.3 ° in Group IN af-

ter 24 months of follow-up ( p = 0.45). Secondary displacement

over the follow-up period was 2.1 °±7.9 ° ( p = 0.07) in Group LP

compared to 8 °±10.2 ° p = 0.06) in Group IN . No relationship be-

tween age ( p = 0.52), CCD-angle (0.91) and functional outcomes

was found.

Implant specifics and complications

The screw tip augmentation was used in 3.2 ± 0.7 (35.6%)

Table 2

Baseline factors of both groups.

PHILOS

TM

augm. MultiLoc? P value

Age (years) 76.3 ± 8.9 73.7 ± 10.4 0.3

Proportion female 19/30 (63.3%) 21/30 (70%) 0.78

Time to surgery (days) 2.9 ± 2.1 2.4 ± 1.4 0.28

Sample size estimation and statistical analysis

Primary outcome of this study was the DASH-Score (0–100

points, 0 (no disability) to 100 (most severe disability)). In a case

number calculation for unpaired samples and target figures, an

effect size of a difference of 15 points at the highest, with a

standard deviation of 15 points was assumed. A difference of 15

points was seen as a minimal clinically important difference Fol-

lowing parameters are the results: Delta = 15, SD = 15, alpha = 0.05,

power = 0.8. N = 40 patients should be included according to the

above-mentioned calculation. The sample size estimation based on

findings from Gummerson et al. [31] who reviewed 92 trials of

upper extremity disorders published in 4 journals over 11 years.

The article describes the minimal detectable change in DASH as 10

points with an SD of 13 with a mean score of 15 points. To protect

the quality of our study the drop-out rate was limited to a maxi-

mum of 20% (e.g. 3 patients per group).

Standard deviations or confidence intervals of percentages were

provided for each type of epidemiological data. The assumption

of normality was verified by the Shapiro-Wilk test for the use of

parametric tests. A Pearson’s chi-square test was employed to an-

alyze results from the two groups involving categorical variables.

A Student’s (parametric) t -test was used for comparing groups of

numeric variables. Paired t-tests (parametric) and Wilcoxon tests

(non-parametric) were used to compare clinical progression at

follow-up intervals. The significance level used in all statistical

tests was set to 5% (alpha = 0.05), with tests having a p-value less

than 0.05 being stated statistically significant. Patients requiring

revision surgery were monitored and their results computed in the

primary assignment group (intention-to-treat principle). Provisions

were made for blinded statistical analysis of data by a statistician

who was unfamiliar with the objectives and outcomes of interest.

Trial registration

The study was conducted in accordance with the recommenda-

tions of the Declaration of Helsinki and was approved by the Ethi-

cal Committee of the Medical University of Munich (#510–15). The

trial was registered at www.ClinicalTrial.gov before the first pa-

tient was included, and updated during the inclusion period, the

follow-up and after inclusion of patients, ClinicalTrials.gov Identi-

fier: NCT02609906.

Results

A total of n = 50 (83.3%), 25/30 of each group completed the

24 months of follow-up. N = 10 patients were lost to follow-up

( n = 5 of Group LP, n = 5 of Group IN ). Follow-up was conducted

at a mean of 5.9 ± 2.1 weeks, 3.1 ± 0.2, 6.3 ± 1.5, 12.2 ± 2 and

24.3 ± 2.6 months. Baseline factors of both groups are shown in

table 2 .

Functional outcome

At 24 months follow-up the mean DASH-Scores was 32.6 ± 9.7

points in Group LP compared to 37.8 ± 8.3 points in Group IN

( p = 0.04). The mean Constant Murley Score was 76.2 ± 7.7 in

Group LP compared to 72 ± 9.1 points in Group IN ( p = 0.08).

The ASES at 24 months follow-up was 75.1 ± 9 points in Group

scr

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serv

(6,7%)

Gr

Please cite this article as: T. Helfen, G. Siebenbürger and E. Fleischhacker

of the proximal humerus in the elderly: Cement augmented locking plat

//doi.org/10.1016/j.injury.2020.06.026

ble 3

Disabilities of the Arm, Shoulder and Hand (DASH) Score, the age- and gen-

adjusted Constant Murley Score (CS), the American Shoulder and Elbow Score

the Oxford Shoulder Score (OSS) and the Short Form 36 (SF-36) for Group

(PHILOS

TM

with augmentation) and Group 2 (MultiLoc?) at 6 weeks, 3 months, 6

12 and 24 months including the P-values.

Score Follow-up PHILOS

TM

augm. MultiLoc? P value

DASH ± SD 6 weeks 53.7 ± 12 57.8 ± 14.5 0.23

3 months 47.2 ± 11.2 50.8 ± 12.6 0.24

6 months 40.1 ± 8.3 44.1 ± 11.5 0.13

12 months 34.3 ± 8.1 37.9 ± 9.2 0.13

24 months 32.6 ± 9.7 37.8 ± 8.3 0.04

CS ± SD 6 weeks 45.3 ± 9.2 42.9 ± 14.2 0.55

(age- and gender

adjusted)

3 months 46.7 ± 12 48.6 ± 8.9 0.53

6 months 63.4 ± 10.7 62.2 ± 9.7 0.89

12 months 75.8 ± 8.8 73.6 ± 9.7 0.38

24 months 76.2 ± 7.7 72 ± 9.1 0.08

ASES ± SD 6 weeks 44.5 ± 12.3 42.8 ± 9.7 0.53

3 months 47.6 ± 11.2 45.9 ± 9.4 0.33

6 months 64.3 ± 9.8 63.9 ± 11.4 0.92

12 months 72.8 ± 7.6 72.7 ± 8.9 0.58

24 months 75.1 ± 9 73.5 ± 8.9 0.51

OSS ± SD 6 weeks 23.7 ± 6.7 21.2 ± 8.2 0.2

3 months 25.2 ± 6.2 23.7 ± 8.3 0.43

6 months 33.2 ± 5.1 31.2 ± 7.2 0.27

12 months 40.8 ± 6.8 35.2 ± 9.2 0.1

24 months 43.7 ± 8.1 38.2 ± 10 0.03

SF 36 ± SD 6 weeks 61.4 ± 9.4 60.1 ± 8 0.56

3 months 63 ± 9.5 58.2 ± 8.1 0.03

6 months 67.1 ± 10.2 62 ± 9.5 0.04

12 months 74.3 ± 9 71.7 ± 9.5 0.22

24 months 74.7 ± 12.5 70.9 ± 12.8 0.29

compared to 73.5 ± 8.9 in Group IN ( p = 0.51) and the OSS

s 43.7 ± 8.1 in Group LP compared to 38.2 ± 10 in Group IN

p = 0.03), respectively. The SF-36 at 24 months was 74.7 ± 12.5 in

ews without intraarticular cement leaking in Group LP . The

ew-in-screw option was used in n = 9 (30%) cases of Group IN

p = 0.54). Immediately after surgery two cases of implant malpo-

in Group IN (6.7%) were detected, of which one has been

gically revised with a reversed fracture prosthesis, and no case

screw- or implant malposition in Group LP ( p = 0.49) was ob-

ed. Screw-cut out during the follow-up was registered in n = 2

cases of Group LP , of which one was surgically revised (3.3%).

oup IN was without any screw-cut outs ( p = 0.49). One patient

et al., Operative treatment of 2-part surgical neck type fractures

e PHILOS

TM

vs. proximal humerus nail multiloc?, Injury, https:

T. Helfen, G. Siebenbürger and E. Fleischhacker et al. / Injury xxx (xxxx) xxx 5

ARTICLE IN PRESS

JID: JINJ [m5G; July 3, 2020;1:53 ]

F

[P

PHIL

of

out

ve

Discussion

cal

ing

imal

port

ig. 2. A : CCD-Angles [ °] over the follow-up points. B : DASH Score [Points] over the follo

oints] over the follow-up points. E : OSS [Points] over the follow-up points. F : SF-36 [Point

OS

TM

with augmentation MultiLoc? .

Group IN experienced an additional fall 6 weeks after surgery,

of this a peri implant fracture necessitated conversion to a re-

rse total shoulder arthroplasty ( Fig. 4 ).



The purpose of this prospective randomized controlled clini-

trial was to compare locked plating with intramedullary nail-

in the treatment of displaced 2-part surgical neck type prox-

humeral fractures in elderly patients. One of the most im-

ant findings of this trial is that both, the locked plating with

cement

tiplanar

tion

The

the

(SF-36:

bo

displace

g

Please cite this article as: T. Helfen, G. Siebenbürger and E. Fleischhacker

of the proximal humerus in the elderly: Cement augmented locking plat

//doi.org/10.1016/j.injury.2020.06.026

w-up points. C : Constant Score [Points] over the follow-up points. D : ASES Score

s] over the follow-up points.

augmentation of screw tips and the intramedullary mul-

nail, were found comparable in recovering shoulder func-

after a 2-part surgical neck type fracture in elderly patients.

results of this trial showed no significant differences between

study groups in terms of quality of life at 24-month follow-up

74.7 vs. 70.9).

Several studies demonstrated good functional outcomes for

th locking plates and intramedullary nails in the treatment of

d proximal humeral fractures [32-35] . Zhu et al. found

ood functional results with either implant (PHILOS

TM

without

et al., Operative treatment of 2-part surgical neck type fractures

e PHILOS

TM

vs. proximal humerus nail multiloc?, Injury, https:

6 T. Helfen, G. Siebenbürger and E. Fleischhacker et al. / Injury xxx (xxxx) xxx

ARTICLE IN PRESS

JID: JINJ [m5G; July 3, 2020;1:53 ]

Fig. 3. 2-part surgical neck type fracture of the proximal humerus (AO 11-A3). A:

preoperative x-ray of a 65-years old female. B: X-ray in AP view after 24 months

with anatomical healing. C: preoperative x-ray of a 69-years old male. D: X-ray in

AP view after 24 months with anatomical healing.

augmentation vs. Proximal Humeral Nail (PHN)) in the treatment

of 2-part-fractures of the proximal humerus [33] . The study col-

lective, however, was almost two decades younger in comparison

to the present trial [12] . Plath et al. analyzed a comparable age

cohort in an RCT comparing a locking plate (PHILOS

TM

) vs. an

multiplanar locking blade nail (LBN). A trend towards better func-

tional outcomes in locked plating at certain time points may be

explained by a higher rate of anatomically reduced fractures. We

found a greater quality of fracture reduction in Group LP, although

differences were not significant. While generally speaking, open re-

duction and internal fixation may be related to a better visualiza-

tion and improved fracture reduction, the results of this study may

rather be explained by a greater experience with the locking plates

in our department. However, reduction quality was similar to pre-

viously published studies, improving the anatomy of the proximal

humerus and leading to satisfactory functional outcomes with both

implants in 2-part surgical neck type proximal humeral fractures in

elderly patients [30] .

Implant related complications were found in both study groups.

Screw-cut out was noted in n = 2 (6,7%) of Group LP . Doshi et al.

[36] published an approximate amount of 5.6% cut-out of screws in

a cohort with a mean age of 54.4 years, without the augmentation.

Owsley et al. reported 23% screw-cut outs in a cohort comparable

to

ondar

ma

ment

scr

no

necr

wa

point,

re

cases

by

a

thors

get

in

tions

to

Ho

Fig. 4. Selected complications of both groups A: Distal screw cutting out without new tra

with a 5-hole PHILOS

TM

with augmentation. B: Peri implant fracture of an 80 years old male

a reverse total shoulder arthroplasty.

Please cite this article as: T. Helfen, G. Siebenbürger and E. Fleischhacker

of the proximal humerus in the elderly: Cement augmented locking plat

//doi.org/10.1016/j.injury.2020.06.026

our patients age [37] . As cutting out of screws is related to sec-

y displacement, the comparably low rate of screw cut-outs

y be explained by an increased stability due to screw-tip aug-

ation. Previous studies proved higher fixation strength when

ew- tips were augmented with cement. Nevertheless, there was

case of intraarticular cement leakage and no case of avascular

osis secondary to screw-tip augmentation. Implant malposition

s found in two cases of Group IN, due to an incorrect entry

one of these was indicated to surgical revision. Plath et al.

ported malposition of intramedullary nails in 14.3% [35] . The two

of an incorrect entry point in the present study were caused

limited approachability by obesity which has to be anticipate as

challenging factor of the insertion maneuver of the nail. The au-

remark an occasional missing of the calcar screw in its tar-

area, especially in small humeral heads screw can be located

the proximal shaft region ( Fig. 3 ). The overall rate of complica-

in this study needs to be considered, however, with regards

patients’ age, regional bone quality and fracture patterns [33] .

wever, both implants resulted in a high rate of fracture union

uma of a 62 years old female after 8 weeks. Surgical revision was re-osteosynthesis

after fall on the left shoulder 6 weeks after. Surgical revision was conversion to

et al., Operative treatment of 2-part surgical neck type fractures

e PHILOS

TM

vs. proximal humerus nail multiloc?, Injury, https:

T. Helfen, G. Siebenbürger and E. Fleischhacker et al. / Injury xxx (xxxx) xxx 7

ARTICLE IN PRESS

JID: JINJ [m5G; July 3, 2020;1:53 ]

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[20]







[22]



[23]

[2

[25]



[26]



[28]



[29]



[30]











[32]



[3





[34]





[3





[36]



a reasonable low complication rate and were found suitable

regain the patient autonomy in geriatric setting.

The strengths of this study is its prospective and randomized

olled design. With n = 60 participants during the scheduled

cruitment phase, 30% more participants were included, than re-

ired by the case number calculation. However, there are limita-

to this study that needs to be considered. As a study in an

ly cohort has a high variability of preexisting general immo-

and comorbidities not all patients could be examined until

final follow-up [38] . However, in a study of elderly individ-

the dropout rate is generally higher compared to studies of

unger individuals, and the follow-up was fully accomplished in

80% of patients. Finally, only 2-part surgical neck type fractures of

proximal humerus were included. Complication rates reported

ter locking plate fixation of proximal humeral fractures still range

to 40% [11] . Modifications of surgical techniques, use of primary

arthroplasty, or a fracture-specific management resulted

decreased complication rates during recent years. [39] Conse-

ently, recommendation of both implants cannot be presumed on

her, more complex fracture types and alternative surgical tech-

ues must be considered.

Further studies are needed to get to know the two implant

and their strengths and weaknesses. Evaluations of the rela-

between poor reduced fractures and functional outcome,

relationship between poor reduced fractures and complication

tes as well as the influence of surgeon’s experience in the im-

s would be helpful [40] .



Locked plating with screw-tip-augmentation as well as mul-

intramedullary nailing achieve satisfying functional out-

in 2-part surgical neck type fractures of the proximal

in an elderly population at two years of follow-up. Screw

ugmentation of locking plates performs equally in terms of

y displacement and implant failure, compared to multi-

intramedullary nailing, if anatomic fracture reduction and

ate implant position is obtained. Fracture fixation maintains a

option in two part surgical neck type fractures of the elderly.

ation of Competing Interest

The authors declare that they have no known competing finan-

interests or personal relationships that could have appeared to

the work reported in this paper.

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Please cite this article as: T. Helfen, G. Siebenbürger and E. Fleischhacker

of the proximal humerus in the elderly: Cement augmented locking plat

//doi.org/10.1016/j.injury.2020.06.026

et al., Operative treatment of 2-part surgical neck type fractures

e PHILOS

TM

vs. proximal humerus nail multiloc?, Injury, https:

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